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155 Passaic Ave Suite 400, Fairfield, NJ 07004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-27 |
Branch Locations
Los Angeles, CA • United States
155 Passaic Ave Suite 400, Fairfield, NJ 07004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rim Securities Llc | New York | NY | 10/1986 | 02/2017 |
| Symphonic Secuities Llc | New York | NY | 04/2017 | 01/2024 |
| Cambridge Investment Research, Inc. | Los Angeles | CA | 01/2024 | 05/2025 |
| Cambridge Investment Research Advisors, Inc. | Los Angeles | CA | 01/2024 | 05/2025 |
| City National Rochdale | New York | NY | 11/2000 | 02/2017 |
| Symphonic Financial Advisors Llc | Los Angeles | CA | 04/2017 | 01/2024 |
| Sandro Wealth Management Llc | Los Angeles | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-07 |
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