Nicholas Richard Cladis

Current Employers

Cladis Investment Advisory Llc

180 S. 32Nd St. West Suite 1, Billings, MT 59102 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2010-05-18

MT RA
APPROVED

Since 2010-05-18

Branch Locations

180 S. 32Nd Street West Suite 1, Billings, MT 59102 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Cladis Investment Advisory Llc	Billings	MT	05/2010	Present

05/2010 → Present

Cladis Investment Advisory Llc

Billings, MT

Previous Registrations

2007-02-06 → 2010-05-19

Capstone Wealth

Billings, MT
1994-10-14 → 2006-11-08

Ubs Financial Services Inc.

Billings, MT

Billings, MT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-01
S63	Uniform Securities Agent State Law Examination	1987-06-06

S65 Uniform Investment Adviser Law Examination

1994-10-01
S63 Uniform Securities Agent State Law Examination

1987-06-06

View on SEC IAPD

Current Employers

Cladis Investment Advisory Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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