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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2018-07-19
WA RA APPROVED 2018-03-29
  • OR RA
    APPROVED
    Since 2018-07-19
  • WA RA
    APPROVED
    Since 2018-03-29

Branch Locations

Lake Oswego, OR • United States

5000 Meadows Road Suite 430, Lake Oswego, OR 97035 • United States

500 108Th Avenue Ne Suite 2100, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Morgan Securities Portland OR 01/2002 03/2018
Oppenheimer & Co. Inc. Bellevue WA 03/2018 Present
  • 01/2002 → 03/2018
    Wedbush Morgan Securities
    Portland, OR
  • 03/2018 → Present
    Bellevue, WA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-31
S65 Uniform Investment Adviser Law Examination 1996-05-16
  • S63 Uniform Securities Agent State Law Examination
    1996-05-31
  • S65 Uniform Investment Adviser Law Examination
    1996-05-16

View on SEC IAPD

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