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Lawrence Ferber Buckley

Ubs Financial Services Inc.

Atlanta, GA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-07-16
GA RA APPROVED 2009-05-27
  • TX RA
    APPROVED_RES
    Since 2009-07-16
  • GA RA
    APPROVED
    Since 2009-05-27

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 05/2009 Present
Previous Registrations
Other Businesses

1)R.S. FAMILY CHARITABLE REMAINDER TRUST / ATLANTA, GA 30305 / FAMILY TRUST / TRUSTEE / START DATE 05/22/2009. 2)MONROE PROMENADE LLC / 210 INTERSTATE NORTH CIRCLE, SE, STE 50 ATLANTA GA 30339 / COMPANY / REAL ESTATE / COMMERCIAL REAL ESTATE / OTHER INVESTOR / NONE / START DATE 05/02/2011.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-06
S63 Uniform Securities Agent State Law Examination 1990-04-02
  • S65 Uniform Investment Adviser Law Examination
    1992-08-06
  • S63 Uniform Securities Agent State Law Examination
    1990-04-02
Other Names
  • Lawrence Ferber
  • L. Ferber Buckley

View on SEC IAPD

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