Thomas Lee Brandon

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-03
GA	RA	APPROVED	2009-11-18

TX RA
APPROVED_RES

Since 2022-01-03
GA RA
APPROVED

Since 2009-11-18

Branch Locations

Marietta, GA • United States

3500 Lenox Rd Ste 1500, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	11/2009	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	11/2009	Present

11/2009 → Present

Cambridge Investment Research, Inc

Fairfield, IA
11/2009 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2009-01-02 → 2009-11-06

Raymond James Financial Services Advisors, Inc

Atlanta, GA
2004-02-11 → 2009-01-02

Raymond James Financial Services, Inc.

Atlanta, GA

Atlanta, GA

Atlanta, GA

Other Businesses

1. AMERICAN RETIREMENT ADVISORS INC, 3500 LENOX RD STE 1500, ATLANTA, GA, 7/1971 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/09/2009 3. AMERICAN CONSULTING GROUP LLC, 3500 LENOX RD STE 1500, ATLANTA, GA, 7/2018 AS PRESIDENT & CEO PROVIDING BUSINESS CONSULTING SERVICES. NIR - 10/WK - 10/TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-31
S63	Uniform Securities Agent State Law Examination	1982-05-14

S66 Uniform Combined State Law Examination

2003-12-31
S63 Uniform Securities Agent State Law Examination

1982-05-14

Other Names

Tom Brandon

View on SEC IAPD