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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-16
TX RA APPROVED_RES 1984-12-10
  • PA RA
    APPROVED
    Since 2010-06-16
  • TX RA
    APPROVED_RES
    Since 1984-12-10

Branch Locations

600 Grant St, Pittsburgh, PA 15219 • United States

Fox Chapel, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 11/1978 Present
Bank Of America, N.A. Pittsburgh PA 12/2009 Present
Other Businesses

I*36464FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LAMME HOMESTEAD FARMINVESTMENT RELATED: NADDRESS OF BUSINESS:NEW CARLISLE, OHIO 45344NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/1980NUMBER OF HOURS DEVOTED: 10 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I OWN AND MANAGE THE FARMING BUSINESS WITH MY BROTHER. WE MADE DECISIONS. WE SHARE PROFITS, IF ANY. I*83042FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE F B FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS: PITTSBURGH, PENNSYLVANIA 15215NATURE OF BUSINESS: OTHER, PRIVATE FOUNDATIONPOSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/15/2015NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: TRUSTEE OF PRIVATE FOUNDATION I*369887For profit or not for profit: Entity CharitableName of outside business organization: Pittsburgh Zoological Society (Pittsburgh Zoo & PInvestment related: NAddress of business: Pittsburgh, Pennsylvania, 15206Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member","Director"], Start date of relationship: 3/9/2023Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , I continue to serve on the Board of Directors as I have and as has been previously disclosed and approved for years. Not sure if approval is still showing on OBA screen. Thus reentering. I*3121265Entity Type: N/AName of OBA: J F BAddress: Pittsburgh, Pennsylvania, 15215Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 11/03/2025Number of Hours: 2, YearlyNumber of Hours during trading: 0, YearlyDuties: Siblings Power of Attorney I*3300266Entity Type: N/AName of OBA: MLPF& S CUST FPO MR J F B RRA FBO MR J F BAddress: pittsburgh, Pennsylvania, 15219Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 12/11/2025Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Power of Attorney Siblings I*3299265, Entity Type: , Name of OBA: MLPF& S CUST FPO J F B IRA FBO J F B , Address: Pittsburgh, Pennsylvania, 15219, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 12/11/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*3299266, Entity Type: , Name of OBA: MLPF& S CUST FPO MR J F B IRRA FBO MR J F B, Address: Pittsburgh, Pennsylvania, 15238, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 12/11/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*3300265, Entity Type: , Name of OBA: MR J F B PLEDGED TO ML L , Address: Pittsburgh, Pennsylvania, 15219, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 12/11/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-29
S63 Uniform Securities Agent State Law Examination 1982-11-04
  • S65 Uniform Investment Adviser Law Examination
    1996-04-29
  • S63 Uniform Securities Agent State Law Examination
    1982-11-04

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