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Eric Martin Blockhus

LPl Financial LLC

Boulder, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2004-10-28
  • CO RA
    APPROVED
    Since 2004-10-28

Branch Locations

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc. Boulder CO 10/2004 Present
Previous Registrations
  • 2003-03-04 → 2004-09-22
    Quick & Reilly, Inc.
    Boulder, CO
  • 2001-05-16 → 2003-03-06
    Waddell & Reed
    Boulder, CO
Other Businesses

1. 9/21/2005 - BAUM & BLOCKHUS WEALTH MANAGEMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-24
S63 Uniform Securities Agent State Law Examination 1981-04-20
  • S66 Uniform Combined State Law Examination
    2001-04-24
  • S63 Uniform Securities Agent State Law Examination
    1981-04-20

View on SEC IAPD

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