Vincent Francis Barbetta

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	1992-01-22

CT RA
APPROVED

Since 1992-01-22

Branch Locations

Fairfield, CT • United States

1266 East Main Street 6Th Floor, Stamford, CT 06902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

01/11/2007, Board Member, Member of Executive Committee, Connecticut Cancer Partnership, 825 Brook St, Rocky Hill, CT 06067, 20 hrs/month, $0 comp; 11/15/2015, American Cancer Society, Atlanta, GA, National Board Nominating Committee, vetting candidates who are nominated for the National Board, 3 hrs/month, $0 comp; 07/25/2016, Audit Committee Member, Black Rock Yacht Club, 80 Grovers Ave, Bridgeport, CT, review club rules and outside audit and report to the Board, 5 hrs/month, $0 comp; Executor of estate for a family member

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-11-13
S63	Uniform Securities Agent State Law Examination	1984-03-20

S65 Uniform Investment Adviser Law Examination

1996-11-13
S63 Uniform Securities Agent State Law Examination

1984-03-20