Thomas Joseph Barbatti

Current Employers

Net Worth Advisors

315 E San Marnan Dr., Waterloo, IA 50702 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	1999-01-01

IA RA
APPROVED

Since 1999-01-01

Branch Locations

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Waterloo	IA	07/2012	Present
Advantage Investment Management, Llc	Cedar Rapids	IA	09/2008	Present
Networth Advisors	Waterloo	IA	04/1995	Present

07/2012 → Present

Lpl Financial Llc

Waterloo, IA
09/2008 → Present

Advantage Investment Management, Llc

Cedar Rapids, IA
04/1995 → Present

Networth Advisors

Waterloo, IA

Previous Registrations

2008-12-04 → 2016-12-20

Advantage Investment Management, Llc

Waterloo, IA
2012-09-13 → 2016-02-01

Lpl Financial Llc

Waterloo, IA

San Diego, CA

Waterloo, IA
2003-08-06 → 2009-03-30

National Planning Corporation

Waterloo, IA
1999-01-01 → 2002-12-31

Net Worth Advisors

Waterloo, IA

Other Businesses

1. 7/31/2012: NET WORTH ADVISORS / DBA ONLY / 5% TIME SPENT / WATERLOO, IA. 2. 7/31/2012: ADVANTAGE FINANCIAL GROUP INC (AFG) / DBA ONLY / WATERLOO, IA. 3. 8/14/2014: REGISTERED INVESTMENT ADVISOR HYBRID - ADVANTAGE INVESTMENT MANAGEMENT LLC (AIM) - INVESTMENT RELATED - WATERLOO, IA. 4. 12/12/2014: REGISTERED INVESTMENT ADVISOR DBA - M FINANCIAL NETWORK, INC. - DBA: NETWORTH ADVISORS - INVESTMENT RELATED - TIME SPENT 95% - WATERLOO, IA.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-22
S63	Uniform Securities Agent State Law Examination	1979-09-15

S65 Uniform Investment Adviser Law Examination

1998-01-22
S63 Uniform Securities Agent State Law Examination

1979-09-15

Other Names

Tom Barbatti

View on SEC IAPD