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5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-27 |
| MO | RA | APPROVED | 2021-10-21 |
| NY | RA | APPROVED | 2021-10-21 |
| FL | RA | APPROVED | 2018-06-26 |
| IL | RA | APPROVED | 2001-09-18 |
Branch Locations
141 W. Jackson Blvd. Suite 1340A, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uhlmann Price Securities, Llc | Chicago | IL | 12/2000 | Present |
| Alternative Investment Services,Llc | Chicago | IL | 04/2006 | 10/2017 |
| Ups Holdings, Llc | Chicago | IL | 01/2018 | Present |
Finra, 55 W Monroe St, Chicago, IL As of 4/07/2016, Finra Arbitrator; Uhlmann Investment Management,Is Investment Related,"Investment Advisor Services, 303 W. Madison - Suite 1700, Chicago, IL, 60606, United States",SEC Registered Investment Advisor,President,1/4/2001,6 hours per month,1 hours per month during trading hours,Fee Based Compensation,Both as an advisor with dealing with clients and their investments and as President of the firm. It is a single member LLC owned by Uhlmann Price Securities of which I am also the owner and President
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-16 |
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