Walter Edward Auch

Current Employers

Sophis Investments Llc

230 Park Avenue Fl 3, New York, NY 10169-0018 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-07-09

CT RA
APPROVED

Since 2018-07-09

Branch Locations

Greenwich, CT • United States

230 Park Avenue Fl 3, New York, NY 10169-0018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Auch Partners	Greenwich	CT	10/2001	Present
Renaissance Capital Greenwich Funds	Greenwich	CT	08/2013	Present

10/2001 → Present

Auch Partners

Greenwich, CT
08/2013 → Present

Renaissance Capital Greenwich Funds

Greenwich, CT

Previous Registrations

2016-02-23 → 2016-07-28

Herbert J. Sims Capital Management, Inc.

Fairfield, CT

Other Businesses

1) RENAISSANCE CAPITAL GREENWICH FUNDS, INVESTMENT RELATED, 165 MASON STREET, GREENWICH, CT 06830, MUTUAL FUND/ETF COMPANY, TRUSTEE SINCE 08/16/2013, APPRX 3 HRS/MONTH DURING TRADING; BOARD OF TRUSTEE/AUDIT COMMITTEE; 2) AUCH PARTNERS, NOT INVESTMENT RELATED, 5 RIDGEVIEW AVENUE, GREENWICH,CT, EXECUTIVE RECRUITING, MANAGING DIRECTOR SINCE 10/2001, 60 HRS/MONTH, 5 HRS DURING TRADING, EXECUTIVE RECRUITER FOR FINANCIAL SERVICES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-02-10
S63	Uniform Securities Agent State Law Examination	1985-11-08

S66 Uniform Combined State Law Examination

2016-02-10
S63 Uniform Securities Agent State Law Examination

1985-11-08

Other Names

Skip Auch
Skip Auch

View on SEC IAPD