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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-02
MI RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2026-06-02
  • MI RA
    APPROVED
    Since 2018-11-02

Branch Locations

Madeira Beach, FL • United States

4095 Chicago Dr Sw Suite 120, Grandville, MI 49418 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Securities Company Grandville MI 09/1982 07/2017
Signator Inv Inc Grandville MI 07/2017 11/2018
Osaic Wealth, Inc. Grandville MI 11/2018 Present
  • 09/1982 → 07/2017
    Royal Securities Company
    Grandville, MI
  • 07/2017 → 11/2018
    Signator Inv Inc
    Grandville, MI
  • 11/2018 → Present
    Grandville, MI
Previous Registrations
  • 2017-07-07 → 2018-11-02
    Signator Investors, Inc.
    Grand Rapids, MI
    Grandville, MI
  • 2010-01-29 → 2016-12-31
    Royal Advisors, Llc
    Grandville, MI
Other Businesses

1. ROYAL DEVELOPMENT LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 4095 Chicago Drive, Suite 120, Grandville MI 49418, United States DESCRIPTION: Rental Property Owner / Building Owner 2. INSURANCE BROKER POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 07/17/2017 ADDRESS: 4095 Chicago Drive, Suite 120, Grandville MI 49418, United States DESCRIPTION: Sales/ marketing of fixed annuities and non-variable insurance. 3. RSC ADVISORS POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/17/2017 ADDRESS: 4095 Chicago Drive, Suite 120, Grandville MI 49418, United States DESCRIPTION: Sales/ marketing of securities, investment advisory and insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-03
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1995-12-08
  • S66 Uniform Combined State Law Examination
    2008-11-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1995-12-08

View on SEC IAPD

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