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Jay Richard Hargis

Ubs Financial Services Inc.

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-01
  • CA RA
    APPROVED
    Since 2023-06-01

Branch Locations

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Public Schools Boston MA 08/2021 03/2023
Malden Public Schools Malden MA 08/2019 08/2021
Cbiz St. Louis MO 05/2017 08/2019
Full Time Student At Webster University St. Louis MO 08/2013 05/2017
Ubs Financial Services Inc Walnut Creek CA 03/2023 Present
  • 08/2021 → 03/2023
    Boston Public Schools
    Boston, MA
  • 08/2019 → 08/2021
    Malden Public Schools
    Malden, MA
  • 05/2017 → 08/2019
    Cbiz
    St. Louis, MO
  • 08/2013 → 05/2017
    Full Time Student At Webster University
    St. Louis, MO
  • 03/2023 → Present
    Ubs Financial Services Inc
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-01
  • S66 Uniform Combined State Law Examination
    2023-06-01

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
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