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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-27
  • AZ RA
    APPROVED
    Since 2025-03-27

Branch Locations

Tempe, AZ • United States

4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tempe AZ 02/2023 05/2023
Jp Morgan Chase Bank Phoenix AZ 09/2016 11/2022
Unemployment Tempe AZ 05/2016 09/2016
Saguaro Advising Llc Scottsdale AZ 05/2023 02/2025
Massmutual Life Insurance Company Scottsdale AZ 02/2025 Present
Mml Investors Services, Llc Scottsdale AZ 03/2025 Present
Unemployment Tempe AZ 11/2022 02/2023
  • 02/2023 → 05/2023
    Tempe, AZ
  • 09/2016 → 11/2022
    Jp Morgan Chase Bank
    Phoenix, AZ
  • 05/2016 → 09/2016
    Unemployment
    Tempe, AZ
  • 05/2023 → 02/2025
    Saguaro Advising Llc
    Scottsdale, AZ
  • 02/2025 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
  • 03/2025 → Present
    Scottsdale, AZ
  • 11/2022 → 02/2023
    Unemployment
    Tempe, AZ
Previous Registrations
  • 2023-06-30 → 2025-02-19
    Saguaro Advising
    Scottsdale, AZ
  • 2023-03-20 → 2023-05-30
    Tempe, AZ
Other Businesses

NAME: SAGUARO ADVISING INV REL: Y ADD: 4900 NORTH SCOTTSDALE ROAD SUITE 4000 SCOTTSDALE AZ 85253 NATURE: ENTITY FOR TAX PURPOSES POSITION: FOUNDER START DATE: 3/19/2025 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 0 DUTIES: ENTITY FOR TAX PURPOSES (2) NAME: JUSTIN SIMONINI INV REL: Y ADD: 4900 N SCOTTSDALE RD STE 4000 SCOTTSDALE AZ 85253 NATURE: SALES ASSISTANT POSITION: SALES ASSISTANT START DATE: 03/13/2025 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 10 DUTIES: MARKET RESEARCH, MINOR OPERATIONAL FUNCTIONS (3) NAME: SILVERRIDE LLC INV REL: N ADD: 425 DIVISADERO STE 201 SAN FRANCISCO CA 94117 NATURE: TRANSPORTATION FOR DISABLED INDIVIDUALS POSITION: INDEPENDENT DRIVER START DATE: 03/13/2025 NO. HR/MO: 24 NO. HR/MO DURING SEC TRADING: 10 DUTIES: DOOR TO DOOR ESCORT FOR PHYSICALLY CHALLENGED DISABLED INDIVIDUALS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-02
S65 Uniform Investment Adviser Law Examination 2022-10-08
  • S63 Uniform Securities Agent State Law Examination
    2022-11-02
  • S65 Uniform Investment Adviser Law Examination
    2022-10-08
Designations
Other Names
  • Justin J Simon
  • Justin Simonini

View on SEC IAPD

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