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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-03
  • CA RA
    APPROVED
    Since 2023-08-03

Branch Locations

8475 Auburn Folsom Rd, Granite Bay, CA 95746 • United States

1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Granite Bay CA 02/2023 Present
Wells Fargo Bank, Na Granite Bay CA 10/2004 Present
Other Businesses

CALIFORNIA BIG DEALS; NOT INV. RELATED; ORANGEVALE,CA; 100% OWNERSHIP; START DATE 08/10/2020; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; SELLING COLLECTIBLES ON EBAY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-03
S63 Uniform Securities Agent State Law Examination 2023-05-15
  • S66 Uniform Combined State Law Examination
    2023-08-03
  • S63 Uniform Securities Agent State Law Examination
    2023-05-15

View on SEC IAPD

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