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444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-01 |
| GA | RA | APPROVED | 2022-08-19 |
| FL | RA | APPROVED | 2022-06-22 |
| NC | RA | APPROVED | 2022-06-07 |
Branch Locations
444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States
525 Okeechobee Boulevard Suite 1600, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliancebernstein L.P. | New York | NY | 02/2010 | 03/2018 |
| Gam Services Inc. | New York | NY | 05/2018 | 06/2019 |
| Altrius Capital Management Inc. | New Bern | NC | 07/2019 | 05/2022 |
| Cresset Asset Management, Llc | West Palm Beach | FL | 05/2022 | 04/2026 |
| Cresset Asset Management, Llc | West Palm Beach | FL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-11 |
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