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Leah Marie D'AGostino

Rockefeller Capital Management

San Francisco, CA

Rockefeller Financial LLC

San Francisco, CA

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-05
TX RA APPROVED 2023-07-03
  • CA RA
    APPROVED
    Since 2023-07-05
  • TX RA
    APPROVED
    Since 2023-07-03

Branch Locations

Two Embarcadero Center Suite 2320, San Francisco, CA 94111 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-16
TX RA APPROVED 2023-06-16
  • CA RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED
    Since 2023-06-16

Branch Locations

Two Embarcadero Center Suite 2320, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management New York NY 08/2013 06/2023
First Republic Securities Company, Llc New York NY 02/2014 06/2023
Rockefeller Capital Management San Francisco CA 06/2023 Present
Rockefeller Capital Management San Francisco CA 07/2023 Present
Previous Registrations
  • 2014-02-14 → 2023-06-27
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    New York, NY
    San Francisco, CA
  • 2012-11-20 → 2016-07-29
    Whv Investments, Inc.
    San Francisco, CA
  • 2011-10-03 → 2012-10-10
    Osaic Fa, Inc.
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-22
  • S66 Uniform Combined State Law Examination
    2011-09-22
Designations
Other Names
  • Leah Marie Silva

View on SEC IAPD

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MARK ALLAN ANDERSON
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PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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