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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-11
  • NC RA
    APPROVED
    Since 2026-02-11

Branch Locations

Gastonia, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Charlotte NC 03/2023 11/2023
University Of North Carolina At Pembroke Pembroke NC 08/2016 11/2020
Ross Dress For Less Gastonia NC 05/2017 11/2017
Wells Fargo Charlotte NC 01/2018 11/2018
United States Postal Service Denver NC 11/2018 12/2018
Pnc Gastonia NC 04/2019 03/2021
Gaston County Government Gastonia NC 04/2021 03/2023
First Citizens Investor Services, Inc. Raleigh NC 11/2023 01/2026
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 02/2026 Present
Tiaa Charlotte NC 02/2026 Present
  • 03/2023 → 11/2023
    Vanguard Marketing Corporation
    Charlotte, NC
  • 08/2016 → 11/2020
    University Of North Carolina At Pembroke
    Pembroke, NC
  • 05/2017 → 11/2017
    Ross Dress For Less
    Gastonia, NC
  • 01/2018 → 11/2018
    Wells Fargo
    Charlotte, NC
  • 11/2018 → 12/2018
    United States Postal Service
    Denver, NC
  • 04/2019 → 03/2021
    Pnc
    Gastonia, NC
  • 04/2021 → 03/2023
    Gaston County Government
    Gastonia, NC
  • 11/2023 → 01/2026
    Raleigh, NC
  • 02/2026 → Present
    Charlotte, NC
  • 02/2026 → Present
    Tiaa
    Charlotte, NC
Previous Registrations
Other Businesses

(1) Name: Door Dash Position: Delivery Driver Nature: Delivering customer orders. Investment Related: No Hours: 20 Securities Trading Hours: 0 Start Date: 01/01/2020 Address: 303 2nd St, Suite 800, San Francisco CA 94107, United States Description: Deliver customer orders (2) Name: Uber Driver Position: Delivery Driver Nature: Delivering packages and food orders to customers. Investment Related: No Hours: 20 Securities Trading Hours: 0 Start Date: 01/01/2018 Address: 1515 3rd Street, San Francisco CA 94158, United States Description: Accept and deliver orders (3) Name: Amazon Flex Position: Delivery Driver Nature: Deliver customer packages based on assigned route. Investment Related: No Hours: 20 Securities Trading Hours: 0 Start Date: 01/01/2023 Address: 410 Terry Avenue North, Seattle WA 98109, United States Description: Deliver customer packages (4) BLUE FLAMINGO BUSINESS SOLUTIONS LLC POSITION: Business Consultant Assistant NATURE: Assisting with AI- focused consulting services for small business, workshops, seminars, system implementation/ management and sale of training materials. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2026 ADDRESS: 3116 Weddington Rd, Matthews NC 28105, United States DESCRIPTION: Assist in preparing and delivering workshops and seminars on AI implementation for small businesses o Support development and distribution of training materials o Participating in client onboarding and general administrative support o Assist with social media content and marketing efforts I will not provide investment advice, financial planning services, or securities-related recommendations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-08
S63 Uniform Securities Agent State Law Examination 2023-06-22
  • S66 Uniform Combined State Law Examination
    2024-01-08
  • S63 Uniform Securities Agent State Law Examination
    2023-06-22
Other Names
  • Dasha Renee Harrell

View on SEC IAPD

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