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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-09
  • CA RA
    APPROVED
    Since 2023-08-09

Branch Locations

1582 Moffett St Ste A, Salinas, CA 93905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Salinas CA 07/2022 Present
Pfs Investments Inc. Salinas CA 02/2023 Present
Ocean Grove Charter Placerville CA 08/2016 06/2019
Ocean Grove Charter Placerville CA 07/2019 05/2022
Corral Market &Amp; Deli Salinas CA 07/2021 12/2021
Unemployed Salinas CA 06/2022 07/2022
  • 07/2022 → Present
    Primerica Financial Services
    Salinas, CA
  • 02/2023 → Present
    Salinas, CA
  • 08/2016 → 06/2019
    Ocean Grove Charter
    Placerville, CA
  • 07/2019 → 05/2022
    Ocean Grove Charter
    Placerville, CA
  • 07/2021 → 12/2021
    Corral Market &Amp; Deli
    Salinas, CA
  • 06/2022 → 07/2022
    Unemployed
    Salinas, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-02
S63 Uniform Securities Agent State Law Examination 2023-04-22
  • S65 Uniform Investment Adviser Law Examination
    2023-06-02
  • S63 Uniform Securities Agent State Law Examination
    2023-04-22
Other Names
  • Thomas Joseph Kristi Gutshall

View on SEC IAPD

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