Richard Tracey Whippee

Current Employers

Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-02-11

NJ RA
APPROVED

Since 2020-02-11

Branch Locations

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

440 Route 22 East Suite 160, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bankers Life And Casualty	Somerset	NJ	07/1995	Present
Bankers Life Advisory Services, Inc	Somerset	NJ	12/2019	Present

07/1995 → Present

Bankers Life And Casualty

Somerset, NJ
12/2019 → Present

Bankers Life Advisory Services, Inc

Somerset, NJ

Other Businesses

Bankers Life and Casualty Insurance Agent / Branch Sales Manager July 1995 - Present 238 Hours Monthly 130 Hours Monthly during trading hours Insurance Sales and Management of Insurance Sales Agents

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-01-21

S65 Uniform Investment Adviser Law Examination

2020-01-21

Other Names

Rick Whippee
Richard Whippee

View on SEC IAPD

Current Employers

Bankers Life Advisory Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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