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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-09-05
  • MI RA
    APPROVED
    Since 2025-09-05

Branch Locations

Adrian, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whirlpool Corporation Benton Harbor MI 11/2023 10/2024
United Wholesale Mortgage Pontiac MI 01/2021 08/2022
Dempsey & Dempsey, Pc Certified Public Accountants Adrian MI 01/2023 04/2023
Dempsey & Dempsey, Pc Certified Public Accountants Adrian MI 01/2024 04/2024
Highland Meadows Golf Club Sylvania OH 04/2023 10/2023
Avantax Investment Services Inc. Adrian MI 02/2025 09/2025
Avantax Advisory Services Adrian MI 02/2025 09/2025
Willis & Machnik Financial Services, Llc Adrian MI 11/2024 Present
Full-Time Education Mount Pleasant MI 08/2016 05/2020
The Hills Of Lenawee Golf Club And Banquet Center Adrian MI 07/2020 11/2020
Unemployed Adrian MI 09/2022 12/2022
Dempsey & Dempsey, P.c. Cpas Adrian MI 11/2024 Present
Willis & Machnik Financial Services, Llc Jackson MI 11/2024 Present
Cetera Wealth Services, Llc Jackson MI 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Dempsey & Dempsey Financial Services, Llc Adrian MI 11/2024 Present
  • 11/2023 → 10/2024
    Whirlpool Corporation
    Benton Harbor, MI
  • 01/2021 → 08/2022
    United Wholesale Mortgage
    Pontiac, MI
  • 01/2023 → 04/2023
    Dempsey & Dempsey, Pc Certified Public Accountants
    Adrian, MI
  • 01/2024 → 04/2024
    Dempsey & Dempsey, Pc Certified Public Accountants
    Adrian, MI
  • 04/2023 → 10/2023
    Highland Meadows Golf Club
    Sylvania, OH
  • 02/2025 → 09/2025
    Avantax Investment Services Inc.
    Adrian, MI
  • 02/2025 → 09/2025
    Avantax Advisory Services
    Adrian, MI
  • 11/2024 → Present
    Willis & Machnik Financial Services, Llc
    Adrian, MI
  • 08/2016 → 05/2020
    Full-Time Education
    Mount Pleasant, MI
  • 07/2020 → 11/2020
    The Hills Of Lenawee Golf Club And Banquet Center
    Adrian, MI
  • 09/2022 → 12/2022
    Unemployed
    Adrian, MI
  • 11/2024 → Present
    Dempsey & Dempsey, P.c. Cpas
    Adrian, MI
  • 11/2024 → Present
    Willis & Machnik Financial Services, Llc
    Jackson, MI
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Jackson, MI
  • 09/2025 → Present
    Schaumburg, IL
  • 11/2024 → Present
    Dempsey & Dempsey Financial Services, Llc
    Adrian, MI
Previous Registrations
  • 2025-07-07 → 2025-09-05
    Avantax Advisory Services
    Jackson, MI
    Adrian, MI
    Dallas, TX
Other Businesses

1) WILLIS & MACHNIK FINANCIAL SERVICES, LLC POSITION: Wealth Management Assistant NATURE: We offer retirement planning, succession planning, education planning, legacy planning, and risk mitigation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 78 START DATE: 11/01/2024 ADDRESS: 408 W Michigan Ave, Jackson MI 49201, United States DESCRIPTION: My current responsibilities include getting properly licensed (studying) and performing wealth management assistant task. 2) DEMPSEY & DEMPSEY, P.C. CPAS POSITION: Staff Accountant NATURE: We are full-service tax firm. We offer help with preparing individual and business tax returns, bookkeeping, and other services. INVESTMENT RELATED: No NUMBER OF HOURS: 64 SECURITIES TRADING HOURS: 52 START DATE: 11/01/2024 ADDRESS: 1881 W Maumee St, Adrian MI 49221, United States DESCRIPTION: My current responsibilities include preparing individual tax returns and bookkeeping. 3) NAME OF OTHER BUSINESS: DEMPSEY & DEMPSEY FINANCIAL SERVICES, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 4, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-07
  • S66 Uniform Combined State Law Examination
    2025-07-07

View on SEC IAPD

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