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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Whirlpool Corporation | Benton Harbor | MI | 11/2023 | 10/2024 |
| United Wholesale Mortgage | Pontiac | MI | 01/2021 | 08/2022 |
| Dempsey & Dempsey, Pc Certified Public Accountants | Adrian | MI | 01/2023 | 04/2023 |
| Dempsey & Dempsey, Pc Certified Public Accountants | Adrian | MI | 01/2024 | 04/2024 |
| Highland Meadows Golf Club | Sylvania | OH | 04/2023 | 10/2023 |
| Avantax Investment Services Inc. | Adrian | MI | 02/2025 | 09/2025 |
| Avantax Advisory Services | Adrian | MI | 02/2025 | 09/2025 |
| Willis & Machnik Financial Services, Llc | Adrian | MI | 11/2024 | Present |
| Full-Time Education | Mount Pleasant | MI | 08/2016 | 05/2020 |
| The Hills Of Lenawee Golf Club And Banquet Center | Adrian | MI | 07/2020 | 11/2020 |
| Unemployed | Adrian | MI | 09/2022 | 12/2022 |
| Dempsey & Dempsey, P.c. Cpas | Adrian | MI | 11/2024 | Present |
| Willis & Machnik Financial Services, Llc | Jackson | MI | 11/2024 | Present |
| Cetera Wealth Services, Llc | Jackson | MI | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Dempsey & Dempsey Financial Services, Llc | Adrian | MI | 11/2024 | Present |
1) WILLIS & MACHNIK FINANCIAL SERVICES, LLC POSITION: Wealth Management Assistant NATURE: We offer retirement planning, succession planning, education planning, legacy planning, and risk mitigation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 78 START DATE: 11/01/2024 ADDRESS: 408 W Michigan Ave, Jackson MI 49201, United States DESCRIPTION: My current responsibilities include getting properly licensed (studying) and performing wealth management assistant task. 2) DEMPSEY & DEMPSEY, P.C. CPAS POSITION: Staff Accountant NATURE: We are full-service tax firm. We offer help with preparing individual and business tax returns, bookkeeping, and other services. INVESTMENT RELATED: No NUMBER OF HOURS: 64 SECURITIES TRADING HOURS: 52 START DATE: 11/01/2024 ADDRESS: 1881 W Maumee St, Adrian MI 49221, United States DESCRIPTION: My current responsibilities include preparing individual tax returns and bookkeeping. 3) NAME OF OTHER BUSINESS: DEMPSEY & DEMPSEY FINANCIAL SERVICES, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 4, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
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