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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-18
  • FL RA
    APPROVED
    Since 2025-06-18

Branch Locations

22780 Via Villagio Suite 108, Estero, FL 33928 • United States

12580 University Drive Suite 100, Fort Myers, FL 33907-5672 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modis Fort Worth TX 09/2022 02/2023
Buffalo Wild Wings El Paso TX 10/2021 11/2022
Freaky's Lonetree CO 12/2020 10/2021
Premier Roofing Denver CO 08/2020 12/2020
Omni Hotels Broomfield CO 03/2020 08/2020
Tony P's Pizzeria Denver CO 06/2019 03/2020
Colt And Gray's Denver CO 08/2018 06/2019
Rocky Mountain Carpet Cleaning Arvada CO 05/2018 08/2018
Full-Time Education Arvada CO 08/2013 05/2018
Charles Schwab Co., Inc. Fort Myers FL 02/2023 04/2026
Charles Schwab Bank Ssb Fort Myers FL 05/2025 04/2026
Charles Schwab Co., Inc. Bonita Springs FL 04/2026 Present
Charles Schwab Bank Ssb Bonita Springs FL 04/2026 Present
  • 09/2022 → 02/2023
    Modis
    Fort Worth, TX
  • 10/2021 → 11/2022
    Buffalo Wild Wings
    El Paso, TX
  • 12/2020 → 10/2021
    Freaky's
    Lonetree, CO
  • 08/2020 → 12/2020
    Premier Roofing
    Denver, CO
  • 03/2020 → 08/2020
    Omni Hotels
    Broomfield, CO
  • 06/2019 → 03/2020
    Tony P's Pizzeria
    Denver, CO
  • 08/2018 → 06/2019
    Colt And Gray's
    Denver, CO
  • 05/2018 → 08/2018
    Rocky Mountain Carpet Cleaning
    Arvada, CO
  • 08/2013 → 05/2018
    Full-Time Education
    Arvada, CO
  • 02/2023 → 04/2026
    Charles Schwab Co., Inc.
    Fort Myers, FL
  • 05/2025 → 04/2026
    Charles Schwab Bank Ssb
    Fort Myers, FL
  • 04/2026 → Present
    Charles Schwab Co., Inc.
    Bonita Springs, FL
  • 04/2026 → Present
    Charles Schwab Bank Ssb
    Bonita Springs, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-17
S63 Uniform Securities Agent State Law Examination 2023-10-18
  • S65 Uniform Investment Adviser Law Examination
    2025-06-17
  • S63 Uniform Securities Agent State Law Examination
    2023-10-18

View on SEC IAPD

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