Carrie A Berard

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2026-07-15
MN	RA	APPROVED	2023-04-10

WI RA
APPROVED

Since 2026-07-15
MN RA
APPROVED

Since 2023-04-10

Branch Locations

777 E. Wisconsin Ave, Milwaukee, WI 53202 • United States

Bloomington, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Bloomington	MN	09/2020	01/2023
Stitch Fix	San Francisco	CA	03/2019	08/2020
Homeservices Lending Llc Dba Edina Realty Mortgage	Edina	MN	03/2016	03/2019
Robert W. Baird & Co Incorporated	St. Paul	MN	01/2023	Present

09/2020 → 01/2023

Unemployed

Bloomington, MN
03/2019 → 08/2020

Stitch Fix

San Francisco, CA
03/2016 → 03/2019

Homeservices Lending Llc Dba Edina Realty Mortgage

Edina, MN
01/2023 → Present

Robert W. Baird & Co Incorporated

St. Paul, MN

Other Businesses

Name/Address: Hands of the Kingdom (HOK) 7972 Louisiana Ave N Brooklyn Park MN 55445 Start Date: 9/14/24 Hours Spent: 11-20 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Member Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-06

S66 Uniform Combined State Law Examination

2023-04-06

Other Names

Carrie Ann Novotny

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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