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4100 Macarthur Blvd. Suite 120, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-03 |
Branch Locations
4100 Macarthur Blvd. Suite 120, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Orchard Park | NY | 02/2023 | 07/2025 |
| Eagan's Regal Evergreens | Eden | NY | 05/2015 | 07/2025 |
| Cappelli's | Orchard Park | NY | 09/2017 | 06/2018 |
| Sv Tec | Tiel | 02/2019 | 08/2019 | |
| Dick's Sporting Goods | Orchard Park | NY | 06/2021 | 07/2022 |
| Delaware North | Orchard Park | NY | 07/2022 | 01/2023 |
| Lpl Financial Llc | Orchard Park | NY | 07/2025 | 08/2025 |
| Spinnaker Investment Group, Llc | Newport Beach | CA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-14 |
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