Natalie Q Garcia

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-09-09

WA RA
APPROVED

Since 2024-09-09

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Baird	Seattle	WA	01/2023	Present
Caliber Home Loans	Seattle	WA	10/2020	10/2022
Rn74	Seattle	WA	07/2019	03/2020
Flintcreek	Seattle	WA	10/2019	03/2020
El Guacho	Seattle	WA	03/2019	06/2019
Currant Bistro	Seattle	WA	01/2019	03/2019
Edgewater Hotel	Seattle	WA	04/2013	10/2018
Dukes Seafood	Seattle	WA	04/2022	08/2022
Ascend Prime Steak And Sushi	Bellevue	WA	04/2019	06/2019
Unemployed	Seattle	WA	10/2022	01/2023
Unemployed	Seattle	WA	10/2018	01/2019
Unemployed	Seattle	WA	03/2020	10/2020

01/2023 → Present

Baird

Seattle, WA
10/2020 → 10/2022

Caliber Home Loans

Seattle, WA
07/2019 → 03/2020

Rn74

Seattle, WA
10/2019 → 03/2020

Flintcreek

Seattle, WA
03/2019 → 06/2019

El Guacho

Seattle, WA
01/2019 → 03/2019

Currant Bistro

Seattle, WA
04/2013 → 10/2018

Edgewater Hotel

Seattle, WA
04/2022 → 08/2022

Dukes Seafood

Seattle, WA
04/2019 → 06/2019

Ascend Prime Steak And Sushi

Bellevue, WA
10/2022 → 01/2023

Unemployed

Seattle, WA
10/2018 → 01/2019

Unemployed

Seattle, WA
03/2020 → 10/2020

Unemployed

Seattle, WA

Other Businesses

Name/Address: Collins Pub 526 2nd Ave Seattle WA 98104 Start Date: 9/20/23 Hours Spent: 20-40 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Bartender Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-09

S66 Uniform Combined State Law Examination

2024-09-09