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Nathan Chi-Kong Chan

Mml Investors Services, LLC

Pleasanton, CA

Fremont, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-01
  • CA RA
    APPROVED
    Since 2023-11-01

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

Fremont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Pleasanton CA 01/2023 Present
Mml Investors Services, Llc Pleasanton CA 04/2023 Present
Nathan Chan (Self-Employed) Fremont CA 02/2020 04/2023
Saint Luke's Health System Kansas City MO 10/2016 06/2020
University Of Missouri Kansas City - School Of Pharmacy Kansas City MO 07/2016 05/2020
  • 01/2023 → Present
    Massmutual Life Insurance Company
    Pleasanton, CA
  • 04/2023 → Present
    Mml Investors Services, Llc
    Pleasanton, CA
  • 02/2020 → 04/2023
    Nathan Chan (Self-Employed)
    Fremont, CA
  • 10/2016 → 06/2020
    Saint Luke's Health System
    Kansas City, MO
  • 07/2016 → 05/2020
    University Of Missouri Kansas City - School Of Pharmacy
    Kansas City, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-18
  • S66 Uniform Combined State Law Examination
    2023-10-18
Other Names
  • Nathan Chan

View on SEC IAPD

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