Anthony Ryan Ruiz

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-05-10
CA	RA	APPROVED	2023-05-08

TX RA
APPROVED_RES

Since 2023-05-10
CA RA
APPROVED

Since 2023-05-08

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	01/2023	Present
Bank Of America	Chandler	AZ	11/2016	01/2023
South University/Edmc	Chadnler	AZ	09/2014	11/2016
Papa Johns	Queen Creak	AZ	04/2016	11/2016
Bank Of America, N.A.	Chandler	AZ	03/2023	Present

01/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
11/2016 → 01/2023

Bank Of America

Chandler, AZ
09/2014 → 11/2016

South University/Edmc

Chadnler, AZ
04/2016 → 11/2016

Papa Johns

Queen Creak, AZ
03/2023 → Present

Bank Of America, N.A.

Chandler, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-05

S66 Uniform Combined State Law Examination

2023-05-05

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Reviews