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Caleb Adam Wyckoff

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntersville, NC

Concord, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-13
NC RA APPROVED 2023-05-11
  • TX RA
    APPROVED
    Since 2023-07-13
  • NC RA
    APPROVED
    Since 2023-05-11

Branch Locations

9611 Holly Pt Dr, Huntersville, NC 28078 • United States

368 George W Liles Pkwy Nw, Concord, NC 28027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 01/2023 Present
Bank Of America N.A. Charlotte NC 01/2023 Present
Harris Teeter Matthews NC 05/2015 12/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-09
  • S66 Uniform Combined State Law Examination
    2023-05-09

View on SEC IAPD

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