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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
7565 West Bell Road, Peoria, AZ 85382-3829 • United States
Surprise, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Big 5 Sporting Goods | Glendale | AZ | 11/2018 | 12/2019 |
| Daly Drip Coffee And Deserts | Glendale | AZ | 01/2020 | 07/2020 |
| Jimmy Johns | Glendale | AZ | 09/2020 | 01/2023 |
| Container Store | Glendale | AZ | 07/2020 | 08/2020 |
| Fidelity Investments | Glendale | AZ | 01/2023 | Present |
| Grand Canyon University | Phoenix | AZ | 08/2019 | 12/2022 |
| Rio Salado College | Phoenix | AZ | 08/2016 | 05/2019 |
| Deer Valley High School | Glendale | AZ | 08/2015 | 05/2019 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-21 |
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