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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2007-04-04
  • NJ RA
    APPROVED
    Since 2007-04-04

Branch Locations

1100-1800 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 06/2006 Present
Bank Of America, N.A. Pennington NJ 12/2013 Present
Other Businesses

REPORTABLE - FINANCIAL DUTIES -ADDED TO CRD Status: APPRVD I*755233 For profit or not for profit: Entity Charitable Name of outside business organization: Wild Bird Research Group Investment related: N Address of business: Pennington, New Jersey, 08534 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 3/2/2022 Number of hours devoted: 100 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , The Wild Bird Research Group, Inc. is a 501 (c) (3) non-profit organization whose mission is to conduct and support research and science-based conservation initiatives that benefit birds and their habitats in the Americas. I will be serving as a member of the Board of Directors. My responsibilities will be to help guide and steer the organization in ways that will help better advance its mission of conducting science, building knowledge and fostering appreciation for the conservation of wild birds throughout the Americas.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-14
  • S66 Uniform Combined State Law Examination
    2006-09-14
Other Names
  • Mark Bean

View on SEC IAPD

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