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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-15
  • CA RA
    APPROVED
    Since 2024-02-15

Branch Locations

Los Angeles, CA • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ango Llc Studio City CA 06/2015 12/2018
Gwn Securities, Inc. Palm Beach Gardens FL 01/2023 Present
Unemployed Los Angeles CA 12/2018 01/2023
Pension 101 San Dimas CA 08/2025 Present
  • 06/2015 → 12/2018
    Ango Llc
    Studio City, CA
  • 01/2023 → Present
    Palm Beach Gardens, FL
  • 12/2018 → 01/2023
    Unemployed
    Los Angeles, CA
  • 08/2025 → Present
    Pension 101
    San Dimas, CA
Other Businesses

1) LA PENSION PLANNERS POSITION: Financial Specialist NATURE: DBA/Pension Planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 1/19/2023 ADDRESS: 177 E Colorado Blvd Office 3055 Pasadena CA 91105, United States DESCRIPTION: DBA/Working for this company as a Financial Specialist. 2) LA WEALTH PLANNER POSITION: Agent NATURE: Sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 1/19/2023 ADDRESS: 177 E Colorado Blvd Office 3055 Pasadena CA 91105, United States DESCRIPTION: Life Insurance 3) AAAAF LLC POSITION: CO-Owner NATURE: Holding Company. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 3995 Avenida Del Sol, Studio City CA 91604, United States DESCRIPTION: Holding Company for tax purposes This LLC was formed in 2018 and at the time is held different investments. Since then, the investments and business inside this LLC have been closed. What is still left inside the LLC is an investment account at Morgan Stanley which holds long term stock securities that pay qualified dividends. 4) Pension 101 POSITION: User NATURE: Personal Education and Lead Generation. COMPENSATION TYPE: No Compensation. INVESTMENT RELATED: No. NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 8/11/2025 ADDRESS: 457 W Allen Ave, Suite 110, San Dimas, CA, United States DESCRIPTION: Passive Partner providing insight on how the pension education platform should work

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-13
S63 Uniform Securities Agent State Law Examination 2023-04-17
  • S65 Uniform Investment Adviser Law Examination
    2024-02-13
  • S63 Uniform Securities Agent State Law Examination
    2023-04-17

View on SEC IAPD

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