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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-03-16 |
Branch Locations
2201 156Th Ave Ne, Bellevue, WA 98007 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shoreline Community College | Shoreline | WA | 09/2012 | 01/2017 |
| Southwest Securities Co Ltd | Xuzhou | 06/2016 | 09/2016 | |
| University Of Washington Bothell | Bothell | WA | 03/2016 | 03/2018 |
| Self-Employed | Shoreline | WA | 04/2018 | 09/2019 |
| Harvard Extension School | Cambridge | MA | 09/2019 | 02/2022 |
| Keybank | Seattle | WA | 05/2022 | 01/2024 |
| Key Investment Services Llc | Seattle | WA | 01/2023 | 01/2024 |
| Edward Jones | St Louis | MO | 01/2024 | 09/2025 |
| Lpl Financial Llc | Lynnwood | WA | 09/2025 | 03/2026 |
| Gesa Cu | Lynnwood | WA | 09/2025 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 03/2026 | Present |
1 - 09/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Gesa Investment Services - Inv Related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-27 |
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