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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-07
CA RA APPROVED 2025-08-01
  • TX RA
    APPROVED
    Since 2025-08-07
  • CA RA
    APPROVED
    Since 2025-08-01

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Van Patten Mortgage Group El Dorado Hills CA 03/2022 09/2022
Lenderfi Delray Beach FL 03/2020 03/2022
Unemployed Pacific Palisades CA 03/2013 03/2020
Cloud9 Esports Santa Monica CA 05/2019 08/2019
Unemployed Pacific Palisades CA 09/2022 02/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2023 02/2025
Northwestern Mutual Investment Services Llc Los Angeles CA 03/2023 04/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2023 02/2025
De Winter L Stewart Los Angeles CA 02/2025 04/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 06/2025 Present
J. Crew Santa Monica CA 03/2016 09/2016
Cal Lutheran University Thousand Oaks CA 08/2017 12/2019
Santa Monica College Santa Monica CA 01/2015 01/2020
  • 03/2022 → 09/2022
    The Van Patten Mortgage Group
    El Dorado Hills, CA
  • 03/2020 → 03/2022
    Lenderfi
    Delray Beach, FL
  • 03/2013 → 03/2020
    Unemployed
    Pacific Palisades, CA
  • 05/2019 → 08/2019
    Cloud9 Esports
    Santa Monica, CA
  • 09/2022 → 02/2023
    Unemployed
    Pacific Palisades, CA
  • 02/2023 → 02/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2023 → 04/2025
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 10/2023 → 02/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2025 → 04/2025
    De Winter L Stewart
    Los Angeles, CA
  • 06/2025 → Present
    Los Angeles, CA
  • 03/2016 → 09/2016
    J. Crew
    Santa Monica, CA
  • 08/2017 → 12/2019
    Cal Lutheran University
    Thousand Oaks, CA
  • 01/2015 → 01/2020
    Santa Monica College
    Santa Monica, CA
Other Businesses

I*: 2562302 Entity Type: Charitable Name: Beach Cities Volleyball Club Investment-related; No Address: Torrance, CA 90503 Title, or relationship with the other business: Assistant coach Start date of your relationship: 06/18/2025 Hours/month you devote to the other business; 8 hrs wkly Hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Teaching kids how to play volleyball

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-01
S63 Uniform Securities Agent State Law Examination 2023-08-12
  • S65 Uniform Investment Adviser Law Examination
    2025-08-01
  • S63 Uniform Securities Agent State Law Examination
    2023-08-12
Other Names
  • Bradley Mccallister

View on SEC IAPD

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