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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-07 |
| CA | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Van Patten Mortgage Group | El Dorado Hills | CA | 03/2022 | 09/2022 |
| Lenderfi | Delray Beach | FL | 03/2020 | 03/2022 |
| Unemployed | Pacific Palisades | CA | 03/2013 | 03/2020 |
| Cloud9 Esports | Santa Monica | CA | 05/2019 | 08/2019 |
| Unemployed | Pacific Palisades | CA | 09/2022 | 02/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2023 | 02/2025 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 03/2023 | 04/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2023 | 02/2025 |
| De Winter L Stewart | Los Angeles | CA | 02/2025 | 04/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 06/2025 | Present |
| J. Crew | Santa Monica | CA | 03/2016 | 09/2016 |
| Cal Lutheran University | Thousand Oaks | CA | 08/2017 | 12/2019 |
| Santa Monica College | Santa Monica | CA | 01/2015 | 01/2020 |
I*: 2562302 Entity Type: Charitable Name: Beach Cities Volleyball Club Investment-related; No Address: Torrance, CA 90503 Title, or relationship with the other business: Assistant coach Start date of your relationship: 06/18/2025 Hours/month you devote to the other business; 8 hrs wkly Hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Teaching kids how to play volleyball
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-12 |
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