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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-01 |
| MD | RA | APPROVED | 2026-04-07 |
| SC | RA | APPROVED | 2026-03-25 |
| MI | RA | APPROVED | 2026-03-10 |
| WY | RA | APPROVED | 2026-03-09 |
| CA | RA | APPROVED | 2026-03-06 |
| ME | RA | APPROVED | 2026-03-06 |
| LA | RA | APPROVED | 2026-01-14 |
| NH | RA | APPROVED | 2026-01-13 |
| CT | RA | APPROVED | 2026-01-12 |
| FL | RA | APPROVED | 2026-01-12 |
| NV | RA | APPROVED | 2026-01-12 |
| WA | RA | APPROVED | 2026-01-12 |
| NJ | RA | APPROVED | 2026-01-09 |
| NY | RA | APPROVED | 2026-01-09 |
| RI | RA | APPROVED | 2026-01-09 |
| MA | RA | APPROVED | 2026-01-02 |
Branch Locations
401 Wampanoag Trail Suite 400, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | East Providence | RI | 02/2023 | 12/2025 |
| Massmutual Life Insurance Company | East Providence | RI | 06/2022 | 12/2025 |
| Blackstone Valley Technical Highschool | Upton | MA | 07/2015 | 05/2019 |
| Bryant University | Smithfield | RI | 05/2019 | 05/2021 |
| People Helping People Inc. | Uxbridge | MA | 03/2021 | 05/2022 |
| Amazon | Bellingham | MA | 12/2021 | 01/2022 |
| Tj's Plumbing & Heating | Foxboro | MA | 06/2017 | 02/2020 |
| Alicante | Mendon | MA | 08/2017 | 02/2018 |
| Guardian Life Insurance Company | Braintree | MA | 09/2025 | 02/2026 |
| Park Avenue Securities | Braintree | MA | 12/2025 | 02/2026 |
| Park Avenue Securities | Riverside | RI | 02/2026 | Present |
| Guardian Life Insurance Company | Riverside | RI | 02/2026 | Present |
Name: Evolution Financial LLC Start date: 04/19/2022 Address: 50 Charles Ave, Uxbridge, MA 01569 4 total hours per month 2 during securities trading hours Not investment related 2. Outside Insurance, Start Date: 5/15/2026, Nature: Insurance outside of Guardian, Address: 50 Charles Ave Uxbridge, MA 01569, Duties: Broker selling insurance outside of Guardian, 1 total hr per month; 1 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-10 |
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