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Anna Rodgers

Wells Fargo Advisors Financial Network, LLC

Pittsburgh, PA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-10-29
  • PA RA
    APPROVED
    Since 2024-10-29

Branch Locations

1501 Reedsdale St Ste 4005, Pittsburgh, PA 15233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Pittsburgh PA 06/2006 05/2022
Morgan Stanley Smith Barney Pittsburg PA 06/2009 10/2022
Ubs Financial Services Georgetowne PA 10/2022 10/2024
Wells Fargo Advisors Financial Network, Llc Pittsburgh PA 10/2024 Present
  • 06/2006 → 05/2022
    Morgan Stanley & Co. Incorporated
    Pittsburgh, PA
  • 06/2009 → 10/2022
    Morgan Stanley Smith Barney
    Pittsburg, PA
  • 10/2022 → 10/2024
    Ubs Financial Services
    Georgetowne, PA
  • 10/2024 → Present
    Wells Fargo Advisors Financial Network, Llc
    Pittsburgh, PA
Previous Registrations
  • 2022-12-01 → 2024-08-08
    Ubs Financial Services Inc.
    Pittsburgh, PA
    Sewickley, PA
  • 2009-06-01 → 2022-05-24
    Morgan Stanley
    Pittsburgh, PA
    Sewickley, PA
  • 2009-04-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Pittsburg, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-24
  • S66 Uniform Combined State Law Examination
    2009-04-24
Other Names
  • Anna Kathleen Sheerin
  • Anna Kathleen Rodgers

View on SEC IAPD

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