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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-24
  • CA RA
    APPROVED
    Since 2026-02-24

Branch Locations

23622 Calabasas Road Suite 300, Calabasas, CA 91302 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Private Wealth Services, Llc Calabasas CA 01/2023 Present
Hbo Santa Monica CA 09/2016 10/2019
Netflix Hollywood CA 10/2019 02/2020
Hbo Santa Monica CA 02/2020 02/2021
Genesis Global Recruiting, Inc. Los Angeles CA 06/2015 09/2016
Unemployed Los Angeles CA 02/2021 01/2023
Kestra Investment Services, Llc Calabasas CA 01/2023 Present
Kestra Advisory Services, Llc Calabasas CA 02/2026 Present
  • 01/2023 → Present
    Calabasas, CA
  • 09/2016 → 10/2019
    Hbo
    Santa Monica, CA
  • 10/2019 → 02/2020
    Netflix
    Hollywood, CA
  • 02/2020 → 02/2021
    Hbo
    Santa Monica, CA
  • 06/2015 → 09/2016
    Genesis Global Recruiting, Inc.
    Los Angeles, CA
  • 02/2021 → 01/2023
    Unemployed
    Los Angeles, CA
  • 01/2023 → Present
    Kestra Investment Services, Llc
    Calabasas, CA
  • 02/2026 → Present
    Calabasas, CA
Previous Registrations
Other Businesses

Name: FIRST POINT FINANCIAL MANAGEMENT POSITION: Client Services/Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/10/2023 ADDRESS: 23622 Calabasas Road, Ste. 300, Calabasas CA 91302 DESCRIPTION: Provide support to Investment Advisors in managing their portfolios and maximizing their productivity by providing administrative support and high quality customer service to Member/client. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/02/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-27
  • S66 Uniform Combined State Law Examination
    2024-02-27

View on SEC IAPD

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