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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-24 |
Branch Locations
23622 Calabasas Road Suite 300, Calabasas, CA 91302 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Private Wealth Services, Llc | Calabasas | CA | 01/2023 | Present |
| Hbo | Santa Monica | CA | 09/2016 | 10/2019 |
| Netflix | Hollywood | CA | 10/2019 | 02/2020 |
| Hbo | Santa Monica | CA | 02/2020 | 02/2021 |
| Genesis Global Recruiting, Inc. | Los Angeles | CA | 06/2015 | 09/2016 |
| Unemployed | Los Angeles | CA | 02/2021 | 01/2023 |
| Kestra Investment Services, Llc | Calabasas | CA | 01/2023 | Present |
| Kestra Advisory Services, Llc | Calabasas | CA | 02/2026 | Present |
Name: FIRST POINT FINANCIAL MANAGEMENT POSITION: Client Services/Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/10/2023 ADDRESS: 23622 Calabasas Road, Ste. 300, Calabasas CA 91302 DESCRIPTION: Provide support to Investment Advisors in managing their portfolios and maximizing their productivity by providing administrative support and high quality customer service to Member/client. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/02/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-27 |
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