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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-14
VA RA APPROVED 2023-04-27
  • TX RA
    APPROVED_RES
    Since 2023-06-14
  • VA RA
    APPROVED
    Since 2023-04-27

Branch Locations

999 Waterside Dr, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Suffolk VA 04/2017 Present
Best Buy Chesapeake VA 06/2016 03/2017
Other Businesses

I*1436272 For profit or not for profit: Entity For Profit Name of outside business organization: TYG Land, LLC Investment related: N Address of business: Overland Park, Kansas, 66221, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/2/2023 Number of hours devoted: 3 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Lease land for wind turbines. I will have no real responsibility except to receive payments based on energy generated by the turbines.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-24
  • S66 Uniform Combined State Law Examination
    2023-04-24

View on SEC IAPD

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