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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-26 |
| CT | RA | APPROVED | 2023-10-12 |
Branch Locations
160 Federal Street, Boston, MA 02110 • United States
Scituate, MA • United States
50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | Boston | MA | 01/2023 | 09/2023 |
| First Republic Investment Management, Inc | Boston | MA | 01/2023 | Present |
| Bny Mellon | Boston | MA | 06/1999 | 01/2023 |
| J.P. Morgan Securities Llc | Boston | MA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Boston | MA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-12-22 |
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