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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
PA RA APPROVED 2023-04-24
  • TX RA
    APPROVED
    Since 2025-01-03
  • PA RA
    APPROVED
    Since 2023-04-24

Branch Locations

1 Penn Sq, Lancaster, PA 17602 • United States

528 Greenfield Road, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fulton Bank Lancaster PA 01/2009 Present
Raymond James Financial Services, Inc Lancaster PA 01/2023 Present
Raymond James Financial Services Advisors, Inc Lancaster PA 04/2023 Present
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 1 Penn Sq, Lancaster, PA, 17602-2853, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/09/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: associate financial advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-19
  • S66 Uniform Combined State Law Examination
    2023-04-19

View on SEC IAPD

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