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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-14 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 01/2023 | 03/2024 |
| Apex Packaging | Fort Mill | NC | 06/2018 | 08/2018 |
| Covenant Day School | Matthews | NC | 01/2013 | 05/2018 |
| Xpo Logistics | Charlotte | NC | 06/2021 | 08/2021 |
| Cowfish | Raleigh | NC | 04/2022 | 04/2022 |
| University Of North Carolina At Wilmington | Wilmington | NC | 08/2018 | 05/2020 |
| North Carolina State University | Raleigh | NC | 08/2020 | 12/2022 |
| Vanguard Advisers, Inc. | Charlotte | NC | 06/2023 | 03/2024 |
| Tiaa | Charlotte | NC | 03/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-16 |
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