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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-07-17
  • MN RA
    APPROVED
    Since 2023-07-17

Branch Locations

8120 Penn Ave S Ste 444, Bloomington, MN 55431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank West Saint Paul MN 01/2022 03/2023
U.S. Bancorp Investments, Inc. West Saint Paul MN 01/2023 03/2023
Green Mill Lakeville MN 05/2021 01/2022
Unemployed Due To Covid-19 Woodbury MN 03/2020 05/2021
Tavern Grill Woodbury MN 09/2016 03/2020
Porter Creek Burnsville MN 06/2014 09/2016
Lpl Financial Llc Bloomington MN 04/2023 Present
  • 01/2022 → 03/2023
    U.S. Bank
    West Saint Paul, MN
  • 01/2023 → 03/2023
    U.S. Bancorp Investments, Inc.
    West Saint Paul, MN
  • 05/2021 → 01/2022
    Green Mill
    Lakeville, MN
  • 03/2020 → 05/2021
    Unemployed Due To Covid-19
    Woodbury, MN
  • 09/2016 → 03/2020
    Tavern Grill
    Woodbury, MN
  • 06/2014 → 09/2016
    Porter Creek
    Burnsville, MN
  • 04/2023 → Present
    Bloomington, MN
Other Businesses

1) 05/08/2023 - MamaMakingThings / Business Owner / Not Investment Related / Cottage Grove, MN / - Start date 10/01/2018 - 1 Hrs per month 2) 06/05/2025 - Poolside Social Co - Not Investment Related - Real Estate Rental - Home Based - Start Date:05/31/2025 - 5Hrs/Mo; 0 Hrs During Trading. 3) 09/03/2025 - GREENEY WEALTH - Investment Related - DBA for LPL Business (entity for LPL business) - Home Based - Start Date:08/25/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 4) 02/06/2026 - Collective Legacy & Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/03/2026 - 10 hours per month/ during trading 5) 02/13/2026 - GREENEY TAX LLC - Business Owner - TAX PREPARER - Investment Related - At Reported Business Location(s) - Start Date 02/03/2026 - 20 hours per month/ 5 hours during trading 6) 03/10/2026 - OBERFELD INVESTMENTS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2026 - 10 hours per month/ 5 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-07
S63 Uniform Securities Agent State Law Examination 2023-03-16
  • S66 Uniform Combined State Law Examination
    2023-07-07
  • S63 Uniform Securities Agent State Law Examination
    2023-03-16
Other Names
  • Erika Ann Dietzmann

View on SEC IAPD

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