Grace Nealon

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-29
TX	RA	APPROVED	2025-07-28

FL RA
APPROVED

Since 2025-07-29
TX RA
APPROVED

Since 2025-07-28

Branch Locations

3835 Pga Boulevard, Suite 401, Palm Beach Gardens, FL 33410 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rockefeller Financial Llc	Palm Beach Gardens	FL	06/2023	Present
Unemployed	Hopkinton	MA	10/2022	01/2023
Neurosync	Holliston	MA	05/2022	10/2022
Hopkinton Public Schools	Hopkinton	MA	09/2005	06/2018
University Of New Hampshire	Durham	NH	08/2018	01/2020
Framingham State University	Framingham	MA	01/2020	05/2022
Northwestern Mutual	Wellesley	MA	01/2023	05/2023

06/2023 → Present

Rockefeller Financial Llc

Palm Beach Gardens, FL
10/2022 → 01/2023

Unemployed

Hopkinton, MA
05/2022 → 10/2022

Neurosync

Holliston, MA
09/2005 → 06/2018

Hopkinton Public Schools

Hopkinton, MA
08/2018 → 01/2020

University Of New Hampshire

Durham, NH
01/2020 → 05/2022

Framingham State University

Framingham, MA
01/2023 → 05/2023

Northwestern Mutual

Wellesley, MA

Other Businesses

Threaded & Thriving (Etsy shop); Non-investment related; Palm Beach Gardens, FL; Etsy shop seller; 04/06/2025. 40 hours a month and 0 hours during trading hours. Selling hand painted items on Etsy

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-25

S66 Uniform Combined State Law Examination

2025-07-25