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Current Employers
Waltium Investment Advisors

Kirkland, WA • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-11
WA RA APPROVED 2023-05-22
  • FL RA
    APPROVED
    Since 2026-03-11
  • WA RA
    APPROVED
    Since 2023-05-22

Branch Locations

Palm Beach Gardens, FL • United States

Kirkland, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Microsoft Corporation Redmond WA 08/2012 Present
Waltium Investment Advisors Llc Palm Beach Gardens FL 12/2022 Present
  • 08/2012 → Present
    Microsoft Corporation
    Redmond, WA
  • 12/2022 → Present
    Waltium Investment Advisors Llc
    Palm Beach Gardens, FL
Other Businesses

I work at Microsoft Corporation, which is a large software company that provides software to corporations and individual users. While Microsoft has relationships in all industries, it is not primarily an investment-related business and my role in Microsoft has nothing to with investments or finance. Microsoft is located at One Microsoft Way, Redmond, WA 98033. I am a Partner Group Program Manager for Graphics and AI and have been working at Microsoft since 08/2012. I work at Microsoft approximately 160/hr month, ~130 hrs of which of which occur during securities trading hours. I work both locally on site and Redmond and remotely from FL during the year. My duties include product definition, oversight, and delivery of the graphics and AI systems in Windows and Xbox, and my responsibilities are completely unrelated to anything in the investment industry or Microsoft's financial oversight. Other Business 2: Personal vacation residence rental. Investment-related: No. Address: 128 Sunset Cove Ln, Palm Beach Gardens, FL 33418. Nature of business: Seasonal rental of a personally owned/co-owned vacation residence in Palm Beach Gardens, Florida when not used personally. Position/title/relationship: Passive co-owner / lessor. Start date: 12/2024. Approximate hours per month: 1. Approximate hours per month during securities trading hours: 0. Duties: I co-own a vacation residence in Palm Beach Gardens, Florida with my spouse. The residence is rented to third parties for part of the year when not used personally. The activity is not investment-related and does not involve securities, investment advice, financial services, real estate syndication, or management of property for others. My role is passive co-owner/lessor. My spouse handles rental operations, bookings, maintenance coordination, and related administration. I do not have regular operating duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-07
  • S65 Uniform Investment Adviser Law Examination
    2021-12-07

View on SEC IAPD

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