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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-24
WA RA APPROVED 2023-05-01
  • TX RA
    APPROVED_RES
    Since 2025-10-24
  • WA RA
    APPROVED
    Since 2023-05-01

Branch Locations

205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bothell WA 01/2023 Present
Wells Fargo Bank, Na Bothell WA 02/2021 Present
Bellevue Healthcare Everett WA 07/2019 02/2021
Metro Uniform And Accessories Fresno CA 02/2015 05/2019
Fresno City College Fresno CA 08/2012 06/2018
  • 01/2023 → Present
    Bothell, WA
  • 02/2021 → Present
    Wells Fargo Bank, Na
    Bothell, WA
  • 07/2019 → 02/2021
    Bellevue Healthcare
    Everett, WA
  • 02/2015 → 05/2019
    Metro Uniform And Accessories
    Fresno, CA
  • 08/2012 → 06/2018
    Fresno City College
    Fresno, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-01
S63 Uniform Securities Agent State Law Examination 2023-04-06
  • S65 Uniform Investment Adviser Law Examination
    2023-05-01
  • S63 Uniform Securities Agent State Law Examination
    2023-04-06

View on SEC IAPD

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