Colin James Ahern

Rbc Capital Markets, LLC

Saint Louis Park, MN

Minneapolis, MN

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2024-07-16
TX	RA	APPROVED	2024-07-09
MN	RA	APPROVED	2024-07-05

VI RA
APPROVED

Since 2024-07-16
TX RA
APPROVED

Since 2024-07-09
MN RA
APPROVED

Since 2024-07-05

Branch Locations

Saint Louis Park, MN • United States

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Minneapolis	MN	04/2024	Present
Unemployed	Fond Du Lac	WI	01/2014	05/2019
The First Tee Of Southeast Wisconsin	Fond Du Lac	WI	06/2019	08/2021
Jf Ahern Co	Fond Du Lac	WI	06/2022	08/2022
Hasenberg Financial Group	Fond Du Lac	WI	01/2023	12/2023
Unemployed	Fond Du Lac	WI	01/2024	03/2024
Unemployed	Fond Du Lac	WI	09/2021	05/2022
Unemployed	Eau Claire	WI	09/2022	12/2022

04/2024 → Present

Rbc Capital Markets, Llc

Minneapolis, MN
01/2014 → 05/2019

Unemployed

Fond Du Lac, WI
06/2019 → 08/2021

The First Tee Of Southeast Wisconsin

Fond Du Lac, WI
06/2022 → 08/2022

Jf Ahern Co

Fond Du Lac, WI
01/2023 → 12/2023

Hasenberg Financial Group

Fond Du Lac, WI
01/2024 → 03/2024

Unemployed

Fond Du Lac, WI
09/2021 → 05/2022

Unemployed

Fond Du Lac, WI
09/2022 → 12/2022

Unemployed

Eau Claire, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-05

S66 Uniform Combined State Law Examination

2024-07-05

View on SEC IAPD

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