Best Investors Account Sign in

Leslie Sison

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Englewood, CO

Queen Creek, AZ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-11-19
TX RA APPROVED_RES 2023-07-11
CA RA APPROVED 2023-07-06
  • CO RA
    APPROVED
    Since 2024-11-19
  • TX RA
    APPROVED_RES
    Since 2023-07-11
  • CA RA
    APPROVED
    Since 2023-07-06

Branch Locations

6400 S Fiddlers Green Circle, Englewood, CO 80111 • United States

Queen Creek, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 09/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-05
  • S66 Uniform Combined State Law Examination
    2023-07-05
Other Names
  • Leslie Ann Rosete Sison

View on SEC IAPD

Other Firms

GENEOS WEALTH MANAGEMENT, INC.
BLUE SKY ASSET MANAGEMENT, LLC
CWM, LLC
INTEGRATED WEALTH CONCEPTS LLC
EDELMAN FINANCIAL ENGINES
A & I WEALTH MANAGEMENT
RFG ADVISORY, LLC
BOULDER ASSET MANAGEMENT

Other Investors

PAMALA ANN REICHERT
TONY GENE GRIEPENTROG
RYAN ALLEN HOBBS
RYAN WESLEY DIACHOK
GEORGE RICHARD TRUITT
WESLEY LEE STRODE
KRISTIN JANINE SESKO
DEAN ALLEN RAGER

Other Offices

GENEOS WEALTH MANAGEMENT, INC. · ENGLEWOOD, CO
BLUE SKY ASSET MANAGEMENT, LLC · ENGLEWOOD, CO
CWM, LLC · Englewood, CO
INTEGRATED WEALTH CONCEPTS LLC · ENGLEWOOD, CO
EDELMAN FINANCIAL ENGINES · ENGLEWOOD, CO
EDELMAN FINANCIAL ENGINES · ENGLEWOOD, CO
CWM, LLC · Engelwood, CO
EDELMAN FINANCIAL ENGINES · ENGLEWOOD, CO, CO

More in Englewood, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor