Randall Derrick Lee

Current Employers

Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-10-23
NY	RA	APPROVED	2024-10-08

AZ RA
APPROVED

Since 2024-10-23
NY RA
APPROVED

Since 2024-10-08

Branch Locations

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES

8605 E. Raintree Drive Suite# 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Gilbert	AZ	03/2023	09/2024
Associate Staffing Contract With Morgan Stanley	Gilbert	AZ	01/2023	03/2023
Unemployed- Full Time Student At Arizona State University	Tempe	AZ	08/2022	12/2022
Mercer Global Advisors	Scottsdale	AZ	07/2022	08/2022
Irdc Inc.	Gilbert	AZ	01/2022	07/2022
Costco Wholesale	Gilbert	AZ	09/2021	01/2022
Express Employment Professionals Contract With Uei College	Mesa	AZ	05/2021	08/2021
Unemployed- Full Time Student At Arizona State University	Tempe	AZ	02/2021	05/2021
Powertech Contracting	Gilbert	AZ	05/2020	02/2021
Unemployed - Full Time Student At Arizona State University	Tempe	AZ	01/2020	05/2020
Powertech Contracting	Gilbert	AZ	10/2019	12/2019
Unemployed	Gilbert	AZ	10/2017	10/2019
Powertech Contracting	Gilbert	AZ	05/2017	10/2017
Unemployed - Fulltime Highschool Student	Queen Creek	AZ	07/2016	05/2017
Ashton Thomas Private Wealth, Llc	Scottsdale	AZ	09/2024	Present
Ashton Thomas Securities, Llc	Rochester	NY	10/2024	Present

03/2023 → 09/2024

Morgan Stanley

Gilbert, AZ
01/2023 → 03/2023

Associate Staffing Contract With Morgan Stanley

Gilbert, AZ
08/2022 → 12/2022

Unemployed- Full Time Student At Arizona State University

Tempe, AZ
07/2022 → 08/2022

Mercer Global Advisors

Scottsdale, AZ
01/2022 → 07/2022

Irdc Inc.

Gilbert, AZ
09/2021 → 01/2022

Costco Wholesale

Gilbert, AZ
05/2021 → 08/2021

Express Employment Professionals Contract With Uei College

Mesa, AZ
02/2021 → 05/2021

Unemployed- Full Time Student At Arizona State University

Tempe, AZ
05/2020 → 02/2021

Powertech Contracting

Gilbert, AZ
01/2020 → 05/2020

Unemployed - Full Time Student At Arizona State University

Tempe, AZ
10/2019 → 12/2019

Powertech Contracting

Gilbert, AZ
10/2017 → 10/2019

Unemployed

Gilbert, AZ
05/2017 → 10/2017

Powertech Contracting

Gilbert, AZ
07/2016 → 05/2017

Unemployed - Fulltime Highschool Student

Queen Creek, AZ
09/2024 → Present

Ashton Thomas Private Wealth, Llc

Scottsdale, AZ
10/2024 → Present

Ashton Thomas Securities, Llc

Rochester, NY

Previous Registrations

2023-04-28 → 2024-09-26

Morgan Stanley

Gilbert, AZ

Other Businesses

1. Ashton Thomas Private Wealth, LLC; Yes, Investment Related; 8605 E Raintree Drive, Suite 280, Scottsdale, AZ 85260; Investment Advisory Services; Investment Analyst; 9/16/2024; 40 hours/week.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-08

S66 Uniform Combined State Law Examination

2023-03-08

View on SEC IAPD