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Carlos Guerrero

J.P. Morgan Securities LLC

Chicago, IL

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-03
TX RA APPROVED 2026-04-03
  • CA RA
    APPROVED
    Since 2026-04-03
  • TX RA
    APPROVED
    Since 2026-04-03

Branch Locations

10 S Dearborn St Floor 19, Chicago, IL 60603 • United States

1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 03/2026 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 03/2026 Present
Fidelity Investments San Diego CA 03/2024 03/2026
Charles Schwab San Diego CA 02/2023 03/2024
Grupo Armor Inc San Diego CA 11/2019 02/2023
Unemployed San Diego CA 01/2019 10/2019
Tidemark Financial Partners San Diego CA 09/2018 12/2018
University Of San Diego San Diego CA 09/2015 12/2018
Car Armoring Service Tijuana 01/2016 08/2017
  • 03/2026 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 03/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 03/2024 → 03/2026
    Fidelity Investments
    San Diego, CA
  • 02/2023 → 03/2024
    Charles Schwab
    San Diego, CA
  • 11/2019 → 02/2023
    Grupo Armor Inc
    San Diego, CA
  • 01/2019 → 10/2019
    Unemployed
    San Diego, CA
  • 09/2018 → 12/2018
    Tidemark Financial Partners
    San Diego, CA
  • 09/2015 → 12/2018
    University Of San Diego
    San Diego, CA
  • 01/2016 → 08/2017
    Car Armoring Service
    Tijuana
Previous Registrations
  • 2025-03-31 → 2026-03-19
    Strategic Advisers Llc
    San Diego, CA
    San Diego, CA
    Boston, MA
  • 2024-11-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    San Diego, CA
  • 2024-03-11 → 2024-03-21
    Charles Schwab & Co., Inc.
    San Diego, CA
    Westlake, TX
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-09
S63 Uniform Securities Agent State Law Examination 2023-07-31
  • S66 Uniform Combined State Law Examination
    2024-03-09
  • S63 Uniform Securities Agent State Law Examination
    2023-07-31
Other Names
  • Carlos Alfonso Guerrero
  • Carlos Guerrero
  • Carlos A Guerrero
  • Carlo Guerrer

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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