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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-29
CA RA APPROVED 2023-11-22
  • TX RA
    APPROVED
    Since 2023-11-29
  • CA RA
    APPROVED
    Since 2023-11-22

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Long Beach CA 12/2022 08/2023
Sonicwall Tempe AZ 05/2022 11/2022
Unemployed Phoenix AZ 01/2022 05/2022
Parsons Xtreme Golf Scottsdale AZ 08/2020 01/2022
Aml Rightsource Phoenix AZ 05/2019 09/2020
Sonicwall Tempe AZ 05/2018 03/2019
Unemployed Tempe AZ 03/2019 05/2019
Unemployed Tempe AZ 06/2016 05/2018
Arizona State University Tempe AZ 08/2017 05/2022
Mesa Community College Mesa AZ 08/2016 06/2017
Bank Of America, N.A. Long Beach CA 12/2022 08/2023
Morgan Stanley Walnut Creek CA 11/2023 Present
Unemployed Long Beach CA 08/2023 11/2023
  • 12/2022 → 08/2023
    Long Beach, CA
  • 05/2022 → 11/2022
    Sonicwall
    Tempe, AZ
  • 01/2022 → 05/2022
    Unemployed
    Phoenix, AZ
  • 08/2020 → 01/2022
    Parsons Xtreme Golf
    Scottsdale, AZ
  • 05/2019 → 09/2020
    Aml Rightsource
    Phoenix, AZ
  • 05/2018 → 03/2019
    Sonicwall
    Tempe, AZ
  • 03/2019 → 05/2019
    Unemployed
    Tempe, AZ
  • 06/2016 → 05/2018
    Unemployed
    Tempe, AZ
  • 08/2017 → 05/2022
    Arizona State University
    Tempe, AZ
  • 08/2016 → 06/2017
    Mesa Community College
    Mesa, AZ
  • 12/2022 → 08/2023
    Bank Of America, N.A.
    Long Beach, CA
  • 11/2023 → Present
    Walnut Creek, CA
  • 08/2023 → 11/2023
    Unemployed
    Long Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03
Other Names
  • Adam James Marcoux

View on SEC IAPD

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