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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-29 |
| CA | RA | APPROVED | 2023-11-22 |
Branch Locations
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Long Beach | CA | 12/2022 | 08/2023 |
| Sonicwall | Tempe | AZ | 05/2022 | 11/2022 |
| Unemployed | Phoenix | AZ | 01/2022 | 05/2022 |
| Parsons Xtreme Golf | Scottsdale | AZ | 08/2020 | 01/2022 |
| Aml Rightsource | Phoenix | AZ | 05/2019 | 09/2020 |
| Sonicwall | Tempe | AZ | 05/2018 | 03/2019 |
| Unemployed | Tempe | AZ | 03/2019 | 05/2019 |
| Unemployed | Tempe | AZ | 06/2016 | 05/2018 |
| Arizona State University | Tempe | AZ | 08/2017 | 05/2022 |
| Mesa Community College | Mesa | AZ | 08/2016 | 06/2017 |
| Bank Of America, N.A. | Long Beach | CA | 12/2022 | 08/2023 |
| Morgan Stanley | Walnut Creek | CA | 11/2023 | Present |
| Unemployed | Long Beach | CA | 08/2023 | 11/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-03 |
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