Samuel Koessl

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-15

TX RA
APPROVED

Since 2023-08-15

Branch Locations

Prosper, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Dallas	Irving	TX	09/2016	06/2018
Sana Via Inc.	Frisco	TX	04/2019	01/2021
Sanus Modo Llc	Frisco	TX	01/2021	12/2022
Student	Prosper	TX	12/2012	05/2018
Unemployed	Prosper	TX	06/2018	04/2019
Securities America, Inc.	Frisco	TX	03/2023	08/2023
Securities America Advisors	Frisco	TX	07/2023	08/2023
Lpl Financial	Frisco	TX	08/2023	Present

09/2016 → 06/2018

University Of Dallas

Irving, TX
04/2019 → 01/2021

Sana Via Inc.

Frisco, TX
01/2021 → 12/2022

Sanus Modo Llc

Frisco, TX
12/2012 → 05/2018

Student

Prosper, TX
06/2018 → 04/2019

Unemployed

Prosper, TX
03/2023 → 08/2023

Securities America, Inc.

Frisco, TX
07/2023 → 08/2023

Securities America Advisors

Frisco, TX
08/2023 → Present

Lpl Financial

Frisco, TX

Previous Registrations

2023-07-10 → 2023-08-15

Securities America Advisors, Inc.

Frisco, TX

Other Businesses

1- 06/2023 / J&S Partners. Inc / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED 2- 08/2022 / K. V. Briseis, LLC / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / 8 HRS MNTH / 5 TIME SPNT PRCNT 3- 08/2022 / Tulla Patisserie and Cafe / Other / NON INVESTMENT RELATED / 8 HRS MNTH / 5 TIME SPNT PRCNT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-05
S63	Uniform Securities Agent State Law Examination	2023-05-16

S65 Uniform Investment Adviser Law Examination

2023-07-05
S63 Uniform Securities Agent State Law Examination

2023-05-16

View on SEC IAPD